SC 13D/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities
Published on April 18, 2002
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 6)
Omega Healthcare Investors, Inc.
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(Name of Issuer)
Common Stock, par value $0.10 per share
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(Title of Class of Securities)
681936100
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(CUSIP Number)
Kymberlyn J. Irvin
Explorer Holdings, L.P.
2200 Ross Avenue
Suite 4200 West
Dallas, Texas 75201-6799
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
April 3, 2002
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(Date of Event which Requires Filing of this Statement)
If the reporting person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ] .
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
Page 1 of 9
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CUSIP No. 681936100 13D Page 2 of 9 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Explorer Holdings, L.P.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X|
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) | |
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY None
OWNED BY ----------------------------------------------------
EACH REPORTING 8 SHARED VOTING POWER
PERSON WITH
29,113,030**
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
29,113,030**
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,113,030**
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* | |
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
54.0%**
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14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
** The Reporting Person beneficially owns 12,338,310 shares of common stock
and 1,048,420 shares of Series C Convertible Preferred Stock, which Series
C shares are convertible into 16,774,720 shares of common stock of Omega.
Based upon the number of shares of common stock reported to be outstanding
by Omega as of March 29, 2002, all such shares would represent 54.0% of
Omega's common stock, after giving effect to the conversion of the Series C
Preferred.
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CUSIP No. 681936100 13D Page 3 of 9 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Explorer Holdings GenPar, LLC
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X|
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) | |
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY None
OWNED BY ----------------------------------------------------
EACH REPORTING 8 SHARED VOTING POWER
PERSON WITH
29,113,030**
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
29,113,030**
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,113,030**
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* | |
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
54.0%**
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14 TYPE OF REPORTING PERSON*
00
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
** See footnote ** on page 2 of this Schedule 13D/A.
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CUSIP No. 681936100 13D Page 4 of 9 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Hampstead Investment Partners III, L.P.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X|
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) | |
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY None
OWNED BY ----------------------------------------------------
EACH REPORTING 8 SHARED VOTING POWER
PERSON WITH
29,113,030**
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
29,113,030**
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,113,030**
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* | |
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
54.0%**
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14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
** See footnote ** on page 2 of this Schedule 13D/A.
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CUSIP No. 681936100 13D Page 5 of 9 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Donald J. McNamara
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X|
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) | |
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 541,529**
OWNED BY ----------------------------------------------------
EACH REPORTING 8 SHARED VOTING POWER
PERSON WITH
29,113,030**
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
541,529**
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
29,113,030**
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,654,559**
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* | |
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
55.0%**
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
** Mr.McNamara may be deemed to beneficially own, due to his relationship with
Explorer Holdings, L.P., the 12,338,310 shares of common stock and
1,048,420 shares of Series C Convertible Preferred Stock owned by Explorer,
which Series C shares are convertible into 16,774,720 shares of common
stock of Omega. Mr. McNamara also (i) owns 161,106 shares of common stock
directly, (ii) holds options for 11,000 shares of common stock, of which
3,666 are exercisable immediately or in the next 60 days, (iii) may be
deemed to have beneficial ownership of 1,466 shares of common stock held by
a trust established by Mr. McNamara for non-family members of which Mr.
McNamara is the trustee, (iv) may be deemed to have beneficial ownership of
7,546 shares of common stock held by a charitable foundation established by
Mr. McNamara of which Mr. McNamara has voting and investment control, and
(v) may be deemed to have beneficial ownership of 367,745 shares of common
stock held by a partnership established by Mr. McNamara for the benefit of
certain members of Mr. McNamara's family, of which Mr. McNamara may be
deemed to have voting or investment power. Based upon the number of shares
of common stock reported to be outstanding by Omega as of March 29, 2002,
all such shares would represent 55.0% of Omega's common stock, after giving
effect to the conversion of the Series C Preferred. Mr. McNamara disclaims
beneficial ownership of all shares held by Explorer and the trust,
charitable foundation and partnership discussed above.
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CUSIP No. 681936100 13D Page 6 of 9 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Daniel A. Decker
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X|
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) | |
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 8,307**
OWNED BY ----------------------------------------------------
EACH REPORTING 8 SHARED VOTING POWER
PERSON WITH
29,113,030**
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
8,307**
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
29,113,030**
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,121,337**
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* | |
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
54.0%**
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
** Mr. Decker may be deemed to beneficially own, due to his relationship with
Explorer Holdings, L.P., the 12,338,310 shares of common stock and
1,048,420 shares of Series C Convertible Preferred Stock owned by Explorer,
which Series C shares are convertible into 16,774,720 shares of common
stock of Omega. Mr. Decker also (i) owns 4,641 shares of common stock
directly and (ii) holds options for 11,000 shares of common stock, of which
3,666 are exercisable immediately or in the next 60 days. Based upon the
number of shares of common stock reported to be outstanding by Omega as of
March 29, 2002, all such shares would represent 54.0% of Omega's common
stock, after giving effect to the conversion of the Series C Preferred. Mr.
Decker also disclaims beneficial ownership of all shares held by Explorer.
This amendment amends and supplements the information set forth in the
Statement on Schedule 13D filed on May 25, 2000, as amended on April 19, 2001,
September 20, 2001, October 29, 2001, November 26, 2001, February 22, 2002, and
March 28, 2002 (as amended, the "Statement") by the Reporting Persons.
Item 1. Security and Issuer.
This amendment relates to the common stock, par value $0.10 (the "Common
Stock"), of Omega Healthcare Investors, Inc. (the "Company") and the Series C
Convertible Preferred Stock, par value $1.00 (the "Series C Preferred"), of the
Company.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 is hereby amended to add the following at the end thereof:
The Reporting Persons have purchased 396,157 additional shares of Common
Stock since the date of the last amendment to this Statement. The source of
funds for the Reporting Persons' purchase of the 396,157 shares was the
Reporting Persons' working capital, which was derived from capital contributions
from its partners.
Item 5. Interest in Securities of the Issuer.
Item 5(a) is hereby amended to read in its entirety as follows:
(a) Each of the Reporting Persons, other than Messrs. McNamara and Decker,
beneficially owns 29,113,030 shares of Common Stock, which includes 16,774,720
shares of Common Stock owned by virtue of Explorer's ownership of 1,048,420
shares of Series C Preferred. Based on the number of shares of Common Stock
reported to be outstanding as of March 29, 2002, such shares would represent
54.0% of the Company's outstanding shares of Common Stock, after giving effect
to the conversion of the Series C Preferred.
Messrs. Decker and McNamara may be deemed to beneficially own all shares
held by Explorer by virtue of their relationship with Explorer and additional
shares of Common Stock described on pages 5 and 6 of this Statement.
Item 5(c) is hereby amended to add the following at the end thereof:
(c) Explorer has engaged in the following transactions on the New York
Stock Exchange since the date of the last amendment to this Statement:
Weighted Average Price
Trade Date Aggregate Number of Shares Purchased
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3/28/2002 158,600 $5.13
4/1/2002 181,800 $5.28
4/2/2002 19,500 $5.21
4/3/2002 13,057 $5.24
4/5/2002 23,200 $5.25
SIGNATURES
After reasonable inquiry and to the best of their knowledge and belief, the
undersigned certify that the information set forth in this statement is true,
complete and correct, and agree that this Statement may be filed collectively on
behalf of each of the undersigned by Explorer Holdings, L.P., Explorer Holdings
GenPar, LLC, Hampstead Investment Partners III, L.P., Donald J. McNamara and
Daniel A. Decker.
Date: April 9, 2002 EXPLORER HOLDINGS, L.P.
By: Explorer Holdings GenPar, LLC,
its General Partner
By: /s/ Kymberlyn J. Irvin
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Kymberlyn J. Irvin
Authorized Officer
EXPLORER HOLDINGS GENPAR, LLC
By: /s/ Kymberlyn J. Irvin
------------------------
Kymberlyn J. Irvin
Authorized Officer
HAMPSTEAD INVESTMENT PARTNERS III, L.P.
By: Hampstead Investment Partners III
GenPar, L.P., its General Partner
By: Hampstead GenPar III, LLC,
its General Partner
By: /s/ Kymberlyn J. Irvin
------------------------
Kymberlyn J. Irvin
Authorized Officer
/s/ Kymberlyn J. Irvin *
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Donald J. McNamara
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* Pursuant to Power of Attorney previously file.